Commodity Futures Trading Commission Customer Protection Fund
Schedules
TAFS: 339-4334 /X - Commodity Futures Trading Commission Customer Protection Fund
| Line # | Split | Description | Iteration 1 Previously Approved Amount | Iteration 2 Current OMB Action Amount | Footnotes |
|---|---|---|---|---|---|
| 1000 | A | Actual - Unob Bal: Brought forward, Oct 1 | Line added— | +$101,075,847 $101,075,847 | |
| 1000 | E | Estimated - Estimated - Estimated - Estimated - Unob Bal: Brought forward, Oct 1 | $101,405,099 | -$101,405,099 Line removed— | |
| 1061 | Unob Bal: Antic recov of prior year unpd/pd obl | $186,000 | $186,000 | ||
| 1823 | SEQ | BA: Mand: Spending auth: New\Unob bal temp reduced | -$11,403,192 | -$50,730,000 -$62,133,192 | See footnotes below |
| Footnotes for line 1823 (SEQ) (Previous): | B1: The amount on line 1823 is the required sequestration amount assuming that the Customer Protection Fund's spending authority from offsetting collections equals the sum of the amounts shown on lines 1800 and 1840. If total collections are different from the sum of the amounts shown on lines 1800 and 1840, the amount currently reflected on line 1823 is automatically apportioned so as to reduce by 5.7 percent the amount of 2022 new BA. Because of the indefinite nature of this BA, the sequester amount may not be equal to the amount reflected in the May 28, 2021, OMB Report to the Congress on the BBEDCA 251A Sequestration for Fiscal Year 2022. | ||||
| Footnotes for line 1823 (SEQ) (Current): | B1: The amount on line 1823 is the required sequestration amount assuming that the Customer Protection Fund's spending authority from offsetting collections equals the sum of the amounts shown on lines 1800 and 1840. If total collections are different from the sum of the amounts shown on lines 1800 and 1840, the amount currently reflected on line 1823 is automatically apportioned so as to reduce by 5.7 percent the amount of 2022 new BA. Because of the indefinite nature of this BA, the sequester amount may not be equal to the amount reflected in the May 28, 2021, OMB Report to the Congress on the BBEDCA 251A Sequestration for Fiscal Year 2022. | ||||
| 1840 | S1A | BA: Mand: Spending auth:Antic colls, reimbs, other (Interest Income) | Line added— | +$56,000 $56,000 | |
| 1840 | BA: Mand: Spending auth:Antic colls, reimbs, other | $200,056,000 | -$200,056,000 Line removed— | ||
| 1840 | S2A | BA: Mand: Spending auth:Antic colls, reimbs, other (CMP) | Line added— | +$1,090,000,000 $1,090,000,000 | |
| 1920 | Total budgetary resources avail (disc. and mand.) | $290,243,907 | +$838,940,748 $1,129,184,655 | See footnotes below | |
| Footnotes for line 1920 (Previous): | B2: Pursuant to the authority in OMB Circular A-11 section 120.21, one or more lines on the apportionment (including lines above line 1920) may have been rounded up and as such, those rounded lines will not match the actuals reported on the SF-133. Agency will ensure that its funds control system will only allot actuals. | ||||
| Footnotes for line 1920 (Current): | B2: Pursuant to the authority in OMB Circular A-11 section 120.21, one or more lines on the apportionment (including lines above line 1920) may have been rounded up and as such, those rounded lines will not match the actuals reported on the SF-133. Agency will ensure that its funds control system will only allot actuals. | ||||
| 6011 | Whistleblower Awards | $150,000,000 | +$875,000,000 $1,025,000,000 | ||
| 6012 | Customer Education Program | $3,016,000 | $3,016,000 | ||
| 6013 | Whistleblower Admin Program | $4,016,000 | $4,016,000 | ||
| 6170 | Apportioned in FY 2023 | $133,211,907 | -$36,059,252 $97,152,655 | ||
| 6190 | Total budgetary resources available | $290,243,907 | +$838,940,748 $1,129,184,655 | See footnotes below | |
| Footnotes for line 6190 (Previous): | A1: To the extent authorized by law, budget authority (BA) amounts are hereby apportioned to the Category B activities listed for FY 2022. The estimated amounts may be increased and the Category C amounts decreased, without further action by OMB. Agency must notify OMB within 10 business days of such adjustments between categories. | ||||
| Footnotes for line 6190 (Current): | A1: To the extent authorized by law, budget authority (BA) amounts are hereby apportioned to the Category B activities listed for FY 2022. The estimated amounts may be increased and the Category C amounts decreased, without further action by OMB. Agency must notify OMB within 10 business days of such adjustments between categories. A2: Pursuant to 7 U.S.C. 26(b), and consistent with 31 U.S.C. 1501, the amount obligated for a Whistle Blower award will exceed the currently available budgetary resources, but is not a violation of 31 U.S.C. 1341(a) because such obligation is otherwise authorized by law. CFTC will only disburse a payment equal to the amount of budgetary resources in this fund. As new penalties are collected they will be deposited into the fund and used to pay down the balance of the remaining unpaid obligation. | ||||
Footnotes
Footnotes provide further information about, or establish further legal requirements related to the use of, the funds in a given line or set of lines in an apportionment. If footnotes appear on lines 1920 or 6190, they apply to all the lines in the 1xxx and 6xxx sections, respectively. The following are all the footnotes associated with this file.
| Number | Text |
|---|---|
| A1 | To the extent authorized by law, budget authority (BA) amounts are hereby apportioned to the Category B activities listed for FY 2022. The estimated amounts may be increased and the Category C amounts decreased, without further action by OMB. Agency must notify OMB within 10 business days of such adjustments between categories. |
| A2 | Pursuant to 7 U.S.C. 26(b), and consistent with 31 U.S.C. 1501, the amount obligated for a Whistle Blower award will exceed the currently available budgetary resources, but is not a violation of 31 U.S.C. 1341(a) because such obligation is otherwise authorized by law. CFTC will only disburse a payment equal to the amount of budgetary resources in this fund. As new penalties are collected they will be deposited into the fund and used to pay down the balance of the remaining unpaid obligation. |
| B1 | The amount on line 1823 is the required sequestration amount assuming that the Customer Protection Fund's spending authority from offsetting collections equals the sum of the amounts shown on lines 1800 and 1840. If total collections are different from the sum of the amounts shown on lines 1800 and 1840, the amount currently reflected on line 1823 is automatically apportioned so as to reduce by 5.7 percent the amount of 2022 new BA. Because of the indefinite nature of this BA, the sequester amount may not be equal to the amount reflected in the May 28, 2021, OMB Report to the Congress on the BBEDCA 251A Sequestration for Fiscal Year 2022. |
| B2 | Pursuant to the authority in OMB Circular A-11 section 120.21, one or more lines on the apportionment
(including lines above line 1920) may have been rounded up and as such, those rounded lines will not match
the actuals reported on the SF-133. Agency will ensure that its funds control system will only allot actuals. |
The following are all of the footnotes associated with the previous iteration of this file. Note that previous iterations of accounts in this file may come from multiple previous files.
| Number | Text |
|---|---|
| A1 | To the extent authorized by law, budget authority (BA) amounts are hereby apportioned to the Category B activities listed for FY 2022. The estimated amounts may be increased and the Category C amounts decreased, without further action by OMB. Agency must notify OMB within 10 business days of such adjustments between categories. |
| B1 | The amount on line 1823 is the required sequestration amount assuming that the Customer Protection Fund's spending authority from offsetting collections equals the sum of the amounts shown on lines 1800 and 1840. If total collections are different from the sum of the amounts shown on lines 1800 and 1840, the amount currently reflected on line 1823 is automatically apportioned so as to reduce by 5.7 percent the amount of 2022 new BA. Because of the indefinite nature of this BA, the sequester amount may not be equal to the amount reflected in the May 28, 2021, OMB Report to the Congress on the BBEDCA 251A Sequestration for Fiscal Year 2022. |
| B2 | Pursuant to the authority in OMB Circular A-11 section 120.21, one or more lines on the apportionment
(including lines above line 1920) may have been rounded up and as such, those rounded lines will not match
the actuals reported on the SF-133. Agency will ensure that its funds control system will only allot actuals. |
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